We have created this privacy statement in order to demonstrate our firm commitment to privacy. The following discloses our information gathering and dissemination practices for this website.

This site contains links to other sites. We are not responsible for the privacy practices or the content of such websites.

To contact us via email, mail or telephone, go to Contact Us.

Protecting your privacy is important to LandOak Securities, LLC (LOS), our representatives, and our employees.  We want you to understand what information we collect and how we use it.  The following policy serves as a standard for all LOS representatives and employees for collection, use, retention, and security of nonpublic personal information. 

“Nonpublic personal information” is nonpublic information about you that we obtain in connection with providing a financial product or service to you. 

The law allows you to “opt out” of only certain kinds of information sharing with third parties.  LOS does not share personal information about you with any third parties that triggers this opt-out right.  This means YOU ARE ALREADY OPTED-OUT.  

We collect or share nonpublic personal information about you only in the following limited circumstances: 

§          Information we receive from you on applications or other forms, and

§          Information about your transactions with us, our affiliates, or others, and

§          Information we may verify via outside vendors (such as credit reporting agencies). 

We do not disclose any nonpublic personal information about our customers to anyone, except as permitted or required by law.  Examples of permitted disclosures under the law include sharing with companies that work for us to provide you with services, such as a clearing firm, custodian, mutual fund company, management company, or life/annuity company.  All such companies act on our behalf, are contractually obligated to keep the information that we provide to them confidential, and use the information only to provide the services that we have asked them to perform for you and us.  We may also disclose or report personal information in limited circumstances as required by government, law-enforcement, or regulatory agencies. 

We may share your name and address among affiliates for purposes of sending you information about financial products or services that we believe may be of interest to you. 

We restrict access to nonpublic information about you to those employees who need to know that information to provide products or services to you.  We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.   

If you have questions regarding LandOak Securities, LLC’s privacy policy or procedures, please contact us at telephone 865-531-0000.

Explanation of Cookies

The following is information about cookies, how they are used, and how you can control their use.

Q. What is a cookie?
A. A cookie is a small text file that gets placed on your computer's hard drive by a web page server. This text file serves as your identification card. A cookie is uniquely yours and can only be read by the same server that placed it on your computer's hard drive. This text file cannot be executed as code, nor can it deliver viruses.

Q. What is the purpose of a cookie?
A. The purpose of a cookie is to inform the server (that originally placed it on your computer's hard drive) that you have returned to that web page.

How does a cookie help you?
A. A cookie saves you time when returning to our website. Once you have visited our website and entered your 2 letter state abbreviation, a cookie helps us remember who you are. The next time you visit us, we will know who you are and you will proceed directly to our main page. This also will prevent you from having to provide us with information that you have already given to us during previous visits to our site. If you do not register with us, then our server will only know that a person with the cookie on your computer's hard drive has returned to our website. You are completely in control of deciding whether we obtain any personal information about you.

Q. How do you control which cookies you accept?
A. You can instruct your browser to accept all cookies or you can instruct it to alert you each time a cookie is being offered. Upon being alerted, you can determine whether you want to accept that cookie.